| NAME | DEPARTMENT | HANDLES |
|---|
| Morris Monroe | President, Owner, Principal, Advisor | Portfolio and Investment Management |
| David Vaughan | Registered Rep/Agent | Sales, Portfolio and Investment Management |
| Gloria Sedita | Trading/ Customer Service | Trading, Account Servicing & Operations |
| Daniel Baker | Operations/ Customer Service | Account Servicing & Operations |
| Christina Jenkins | Receptionist/ Computer Operations | Telephones, Client Administration |
| Laura Hendricks | Vice President/ Compliance Officer | Compliance |
| Anna Garcia | Accounting | Financial Operations |
