Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

• Social Security number and Date of Birth
• Investment Objectives and Investment Experience
• Drivers License and Financial Information

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share client personal information to run their everyday business. In the section below, we list the reasons financial companies can share their Client personal information; the reasons Company chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

Does Company share?

Can you limit this sharing?

For our everyday business purposes-

such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes

No

For our marketing purposes-

to offer our products and services to you

No

N/A

For joint marketing with other financial companies

No

N/A

For our affiliates’ everyday business purposes-

information about your transactions and experiences 

No

N/A

For nonaffiliates to market to you

No

N/A

Questions?

Call 281-367-2483

or go to www.woodlandssecurities.com or www.woodlandsassetmgt.com

Woodlands Securities Corporation, Member FINRA and SIPC

(referred as "Company")

PO Box 7805, The Woodlands TX 77387

Who we are

Who is providing this notice?

Woodlands Securities Corporation, Member FINRA and SIPC

What we do

How does Company

protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Company

collect my personal information?

We collect your personal information, for example, when you

• open an account or update your information
• client meetings

Why can’t I limit all sharing?

Federal law gives you the right to limit only

• sharing for affiliates’ everyday business purposes-information about your creditworthiness
• affiliates from using your information to market to you
• sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

• N/A

Nonaffiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

• Custodial Firms, Mutual Fund and Insurance Companies, Issuers

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

• N/A

Other important information

Revised 10/2022